Complexity and the Mind

George Kampis
Fujtisu Chair, Shool of Knowledge Science
Japan Advanced Institute for Science and Technology



We have to talk about simple systems and complex systems.
What is a Complex System? What is a Simple System?

Complex systems may be trendy, but most systems in scence are very simple.


Simple Systems

Examples for simple systems:
        pendulum                         -     it can only do one thing, swinging.
        LRC electric circuits        -      have several "modes", i.e. oscillations
        dynamical systems            -     in the old-fashioned sense, composed of elements like above

Why are they simple?
        Well, if you don't know how to solve them... they are complex.
        Phenomenologically, based on what we see as behavior, they are complex indeed.
        But technically or methodologically, they are very simple:
            there is, in each case, one master method of solution that fits them all
            That is, all kinds of LRC systems, all behaviors of "classic" dynamical systems (systems for which most of the circuitry
                    in a TV set or a radio equipment is an example) are tractable using the same technique.
                And that is the method of the Fourier analysis of behaviors composed of oscillations.

Let us now see this from a different point of view. If there is one master method, there is some kind of a generality involved here.
    The concept by which to capture this is that of a law.
    In other words, in every such system, you have a law, or a covering law, i.e. one which covers several instances, in fact all instances.
    The concept is usually explicated like this:

                C1..Cn            contingents, such as initial conditions, boundary conditions, parameters, etc.
                L1...Lm           law statements, which formulate how later events depend on earlier events, and so on
                ---------
                E1 ..Ek            "explananda", the time behaviors or other dependent variables to be explained

L is written very big here, and C-s are written small - we have the same L for wide classes of events, only actualized by the C-s.
For several hundred years, this was the ideal of science, and all science was imagined (perhaps still imagined by some today) like this.
For instance, "general laws of quantum mechanics",  "general laws ogf motion" such as Newtonian laws etc.


Complex sytstem
Most often they are conceived as nonlinear systems.
Nonlinear systems - the earlier examples were all linear systems (...).

Linear systems:
                if temporal behavior is specified in the form of differential equations, e.g.
                                            as dx/dt  = f (x,t)  etc        for several variables
                then a linear system is one where  f (x, t)  = ax + by +cz ......
                                            but never ax2 + bxy +...    which are the nonliear systems.

Behavior of nonlinear systems
                is very much studied but unlcear in many details (perhaps one reason why they are called complex; it's the edge)
                examples are:        chaos                              -  initial conditions are everyting, as opposed to pendulum
                                             transient behaviors          -  as opposed to attractors (like oscillations)
                                             non-stationary behavior   - which never gets the same
                                                            a famous example is a cellular automaton (S. Wolfram) which can produce perhaps any desirable patterns
                                                            among them all bit combinations that can code for computations as in a PC (called Turing computations).

Are these complex because they are nonlinear?
                This is one way of looking at the question indeed.
                There is another way, look at the laws.
                The above examples for complex systems also show that
                                            we don't have general laws here, or covering laws
                                            each system has its own law, a different law
                                            the same, or a similar kind of  broad explanation scheme exists (i.e. diff.eq)
                                            but the details are very different here, no master method exists,and the role of  "law" is changing
                                            for instance, in chaos C is "big", and L is "small". Why? Because that's where responsibility for the behavior lies.
                                            and the L-s, the equations have no generality, each time a different law -- more like a rule.

So, here is maybe a different definition of complex systems:
                A complex system is one where laws break down, and where different rules apply for every individual behavior.

Along these lines now, how complex can a complex system be? How far can you get?
                It appears that we have a hierarchy here: cL,Cl, R.......... perhaps up to systems which produce new R-s  or L-s?
                In fact, I am going to foward here the idea that some systems are so complex, in this sense, that they indeed  require a
                                            large variety of rules, or rule sets to describe them - by any reasonable definition of what is a "rule".
                Here is a familiar example, to get the flavor of it: Evolution.
                                            Rules describing dinosaur systems
                                            Rules describing humans systems        -- 70 million years difference.
                                            You can say it's just a different system. But in a very precise sense it is the same system nevertheless.
                                            The kind of definition of complexity that we are interested here seeks to grasp this kind of identity.


Minds as complex systems

Here is the main point of this lecture: the mind (i.e. human and animal mind) - the entire functional unit that controls thinking and behavior -
            is probably a complex system of the same kind I mentioned here.
            By "probably" I mean - we don't know...  there are models and theories, but needless to say,
                                              today we don't know exaclty how it all works in the mind.

I briefly review the usual picture to appreciate the idea. Usual = dominating.... up (or down) to bookstore level.

Current models of the mind
            - functionalism
            - neural nets
            - verbal models of philosophy and cognitive science

Functionalism
            computer metaphor of the mind, has many different names:
            representational theory, propositional theory, LoT, etc.
            slight variations but the essence is same
            mind = machine = computer program ("software for the brain")
            realized as finite automaton (FA).
 
            How complex is it? The definition says it all.
                    FA =  set of states plus set of rules
                    mind - right kind of rule set (the right kind of program).
                    i.e. seeking a law conceived as a general rule set, a general theory of the mind in computational terms
                            that covers all instances (and all aspects) of behavior in all animals and all minds
                            e.g. perception (vision etc), reasoning, planning, emotion and attitudes (fear, anger, belief), meaning.

            Challenged by many; in particular in the past 20 year- symbolic states are replaced by dynamic states

Neural nets
            Connectionism, neurodynamics, NN.
            Function as a distribute network of nodes with adjustable connections between them
            What representation/symbol/the carrying out of a rule is for functionalism, is learning for NN.
            Captured in the paradigm of "synaptic modification", with universal learning rules.

            A law; a simple system, a general model, where "one size fits all";
                            again: language processing, experience and qualities ("pain","red"), motor control, problem solving, etc.

Verbal models
            a mixed, freestyle category
            philosophy, philosophy of mind, cognitive science,cognitive psychology
            talk about "naturalism", "supervenient levels", "qualia", "understanding", "intentionality"
            in general, talk about various "mental states" - now what are they?
            This is a logical next question, but it implies that they are looking here for a theory of the mental state,
            i.e. concevied a kind of stuff, such as a dog is a kind of animal
            and indeed this is the case.
            Open a book and see: anwering one question (eg. about intentionality) is anwering all questions: "how the mind works"
            which means seeking universal law statements

Summary: theories of the mind as a simple system. But it should not (cannot) stay at that.


Complex Minds

3 reasons to consider the mind as complex:
            (1) [weak] historical: assuming a parallel, we see that theory of mind is at a (pre-)Newtonian phase, still looking for the master trick.
            (2) [stronger] nonlinear systems can be used for modelling the mind and can offer a full spectrum of complexity
            (3) [strong] minds use mental models; causal structures which are complex

ad (1) this is not a real argument
            just because other systems were recognized as complex, it does not, by itself, imply the mind should be complex too
            but, of course, the mind was concieved by what was at hand, and that has changed a lot; the conception of the mind was not even reconsidered, so far.
            so a sharper reading is that there is a task here
ad (2) e.g. nonlinear systems such as very high dimensional systems
            their study has just began
            in chaos and elsewhere, the concern is with attractors, i.e. with stationary long time - behaviors
            simple systems, as well as low-dimensional dynamical systems are dominated by attractor structures
            in very hight dimensional systems the concept of atttactor can lose its significance
                            - infinitely long lived transients (....?)
                            - "chameleon"systems capable of simualting many, perhaps every, different systems (or lower dimension)

            emergent levels
                            level = aggregate e.g. in physics, molecular motion vs. solid body
            emergent levels in very high dimensional systems
                            temorary coalitions of variables acting together
                            one example is synchrony
                            an aggregate, which follows a separate rule

Complex system = at the "high end" we find heterogeneous systems, where several different dynamical behaviors are possible
                            from the phenomenal point of view, different systems
Dynamical systems can approach this... although currently no universal method for generating such behaviors is known.


Mental models as complex, causal structures
So far we have seen that nonlinear systems can be complex
Now we are going to discuss grounds why minds are complex

Mental models
        The particular theory of the mind that I am advancing here is that of "mental models"
        In a first, perhaps naive form suggested by K. Craik in 1943.
        The idea is that the mind contains a small-scale replica of the world, ie. functionally it contains a little world
        Many people like to imagine this as a mock-up model - the model of a house is a house, with windows, people....
        But not as a static picture, or even as a movie.....rather, a generative model
                where some, selected, properties of the model are identical with that of the modelled, and
                the other properties of the mental model are consequences, i.e. are generated from here

        A famous example. P.N. Johnson-Laird reasoning about syllogisms.
                "Every Banker is an Athlete"
                "No Chancellor is a Banker"        --- what follows from this?
                About 5% of all people can solve this.

        J-L explains this by assuming that instead of A,B,C we represent tokens or "pebbles" that stand for them, and that the mind
                spontaneously animates and dramatizes the relation of these objects to obtain various solutions.
        Successful in the past 20 years as a general model of the mind, not just in reasoning.
 
        The example is quite static, but now consider the Mental Model of an episode E1.
                A mental model as a specific causal system must be able to re-animate that episode.
                An episode is like a small dynamical system: it has variables (that stand for the objects and persons)
                        it has rules, for representing actions as elements of what we can call a generative history.
                The resulting picture is a so-called narrative model of the mind - a narrative that consists of what happens with the actors.
                Each narrative tells a different story: each representation needs a separate dynamics, as in the case of dinosaur/man.
         Consider now another episode E2 for which this dynamics  is different, and then consider a series of episodes E2..... En etc.
                What do we have here?
                A series of different kinds of dynamical systems -
               i.e.  our mind, as a complex system, appears to be able to generate  every element of such a series.
        In short, our mind as a causal system is/must be complex in a sense that goes beyond what can be represented by a single
                set of rules - its dynamics must be able to support the generation of several different rule sets.
 
Just how that is accomplished (or approiximated), is not the subject of this talk.
                What I was trying to tell here is THAT the mind is a complex system of this kind,
                and to characterize it, from a phenomenological, birds-eye point of view.


Conclusions

Complex systems exist, not just in physics but everywhere.
Or, taking seriously what I have said earlier: complex systems in physics (meaning nonlinear systems of the kind discussed
        in the beginning) are perhaps not really complex, after all.
"Real" complexity may reside in many-dimensional nonlinear systems, and in natural systems like minds that can build different episodes
        or (more precisely) mental models of different episodes.
In other words, the suggestion is something like this: there are several big leaps in science.
There is a quantum jump from simple to (moderately) complex systems - ie . to systems of a few dimensions, and another
        (or perhaps several further) quantum jumps to very high dimensional systems and to complex natural systems such as minds.
If that is true, we can expect to hear more from these systems at the higher end of complexity in the future.